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Part -Time Operations / Compliance Risk Assessor

KHR Recruitment Specialists
Posted 8 days ago, valid for 11 days
Location

Alcester, Warwickshire B49, England

Salary

£30,000 - £40,000 per annum

Contract type

Part Time

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Sonic Summary

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  • An opportunity has arisen for a part-time Operations/Compliance Risk Assessor within a broking team, requiring 15 to 20 hours of work per week.
  • The position offers a salary of up to £15,000 per annum and is ideally suited for candidates with a Broker or auditing background and a Cert CCI.
  • Initially, the role requires in-office work before transitioning to a hybrid model after a certain period.
  • Key responsibilities include ensuring compliance with regulatory requirements, preparing audits, and identifying areas for improvement.
  • Strong analytical, communication, and attention to detail skills are essential for this role.
Operations / Compliance Risk Assessor
2 or 3 days 15 to 20 hours per week
Salary up to 15k per annum

An opportunity has arisen for an experienced part-time Operations Risk Assessor to work within a broking team. You will play a crucial role in safeguarding the integrity and efficiency of their operations.


The ideal candidate would have a Broker or auditing background and have a Cert CCI
You will be required to work in the office initially and then on to hybrid after a certain period.

You will not only ensure strict compliance with regulatory requirements but also proactively identify areas for improvement.

* Audit Preparation
* Compliance and Internal Controls
* Audit Documentation
* Audit Communication
* Management Reporting
* Complaint Responses
* Regulated Agents List
* Conduct Risk Reporting
* Continuous Learning
* Department and Organizational Enhancement:
* Additional Duties

Skills:
- Cert CCI
- Broker background or auditing background
- You will be required to work in the office initially and then on to hybrid after a certain period.

Analytical Skills:
- Strong ability to analyse records, reports, operating practices, and documentation.
- Capacity to identify issues and recommend improvements to internal controls.

Attention to Detail:
- High level of accuracy in data input and documentation.
- Thoroughness in audit work and report preparation.

Communication Skills:
- Excellent written and verbal communication skills for preparing reports and presenting findings.

At KHR we take care to ensure that you are represented as well as possible so it is worth checking your CV for layout, spelling and grammar as well as making sure it is up to date before you submit. If you feel you need to highlight particular qualifications, skills or relevant experience with regards to a specific role then please add a cover letter or a preface page. This does not need to be formatted in the same manner. In addition, if your CV is heavy with graphics etc, please could you also submit a "clean" copy in Word. Thank you.

KH Recruitment Ltd is acting as an Employment Agency in relation to this vacancy. KHR - Recruitment Specialists is a trading name of KH Recruitment Ltd Keep in touch with us online for job alerts, industry updates and market...


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