Risk and Control Analyst

Risk Analyst - Control Testing

12 month contract

Rate: £510/day

Background:

This position reports to the Global Markets Control Testing Programme Head, within the Markets Governance & Control Team. The Global Markets Control Testing Programme Head leads and directs a team of approximately 40 controls testing professionals responsible for supporting the above responsibilities, with breadth and depth on control testing planning and execution. Responsibilities:

This role is to plan, execute and report the results of control testing covering Markets Trading and Sales businesses.

Key responsibilities of the role are:

• Executing and reporting results of control testing
• Supervising and coaching junior team members in execution of control testing
• Monitoring execution of parts of the testing programme to agreed timelines, escalating and resolving obstacles to delivery
• Maintaining high standards and best practice for execution of testing activities
• Providing challenge to stakeholders on the design and effectiveness of controls
• Supporting stakeholders in determining necessary control remediation identified through the testing programme
• Maintaining strong stakeholder relationships across Front Office, Markets Conduct Risk, Compliance and Operational Risk
• Presenting impactful summary outputs from the testing programme to stakeholders
• Providing Markets controls subject matter expertise to stakeholders across all three lines of defence

Knowledge, Experience & Skills:

• Understanding of Markets business activities and associated regulations
• Knowledge of Markets Operational and Compliance risks, and related controls, associated with trading and sales activities
• Strong understanding of control design assessment and effectiveness testing techniques and practices
• Experience in Front Office controls testing, internal audit, external audit/ control consulting, or similar disciplines
• Experience of coaching and developing team members
• Experience of overseeing a team to deliver rigor and attention to detail in execution
• Experience of developing and maintaining effective senior stakeholder relationships
• Track record of providing constructive, effective challenge to Senior Stakeholders on risk management matters

Morgan McKinley is acting as an Employment Agency and references to pay rates are indicative.

Morgan McKinley encourages applications from all qualified candidates who represent the full diversity of communities in the UK. Accommodations are available on request for candidates taking part in all aspects of the selection process.

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