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Senior Compliance Monitoring Associate

Deerfoot Recruitment Solutions Limited
Posted 17 hours ago, valid for 10 days
Location

Bath, Bath and North East Somerset BA11TP, England

Salary

£500 - £34 per day

Contract type

Part Time

Life Insurance

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Sonic Summary

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  • The company is seeking two Senior Compliance Monitoring Associates for a 12-month fixed term contract, with a salary of up to £55,000 plus benefits.
  • The role requires experience in compliance monitoring within financial services and strong knowledge of regulations such as AML, KYC, MiFID, and GDPR.
  • Key responsibilities include conducting compliance reviews, identifying risks, and preparing reports with findings and recommendations.
  • Candidates should possess excellent analytical and communication skills, along with relevant qualifications like the CISI Compliance Diploma.
  • This position offers a hybrid working model, requiring two days in Bath, and promotes a culture of compliance within the organization.
Senior Compliance Monitoring Associate x 2 (12-Month Fixed Term Contract)
Location: 2 days in Bath (Hybrid Working)
Salary: up to 55K plus benefits (34 days holiday, bonus, private medical, income protection, life assurance, pension and more) Join a dynamic financial services company driving growth and innovation. As a Senior Compliance Monitoring Associate, you'll help ensure regulatory adherence and maintain a strong compliance culture.Key Responsibilities:
  • Conduct compliance reviews to assess adherence to regulations and internal policies.
  • Identify risks and develop monitoring plans.
  • Prepare reports with findings and recommendations.
  • Track corrective actions from reviews and inspections.
  • Stay updated on regulatory changes and trends.
  • Promote a culture of compliance within the organization.
What You'll Bring:
  • Experience in compliance monitoring within financial services.
  • Strong knowledge of regulations (e.g., AML, KYC, MiFID, GDPR).
  • Proven ability to run risk-based monitoring programs.
  • Excellent analytical and reporting skills.
  • Strong communication skills at all levels.
  • Relevant qualifications (e.g., CISI Compliance Diploma).
  • Desirable: Experience in a Wrap Platform business.
Why Join Us?Join a company that values growth, inclusivity, and career development. Apply today!

Deerfoot Recruitment Solutions Ltd is one of the longest-established independent technology recruitment consultancies in the UK.

Each time Deerfoot sends a CV to a recruiting client, we donate 1 to The Born Free Foundation ((phone number removed)). Deerfoot is a Climate Action Workforce in partnership with Ecologi.

If this role isn't the right fit for you, we have a fantastic candidate referral reward program in place. We offer payouts at both interview and placement milestones. For further details, please visit our website.

Deerfoot Recruitment Solutions Ltd is acting as an Employment Agency in relation to this vacancy.

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