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T&C Manager

Premier Jobs UK
Posted 22 days ago, valid for 3 days
Location

Birmingham, West Midlands B24, England

Salary

£40000 - £50000/annum Plus, 3% & 5% pension contribution

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Contract type

Full Time

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Sonic Summary

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  • This T& C Manager position in East Birmingham offers an opportunity to join a growing regional wealth management firm.
  • The role involves ensuring compliance with internal policies and FCA regulations while driving the adoption of T& C among team members.
  • Candidates should have experience as a T& C professional within Wealth Management and be capable of training Financial Advisers and Paraplanners.
  • The salary for this position ranges from £40,000 to £50,000, along with additional benefits such as pension contributions and 23 days of holiday.
  • This is a hybrid role that requires frequent presence in Castle Bromwich and includes excellent mentoring support from a highly accomplished team.

This T&C Manager job in East Birmingham provides opportunity to join a growing, regional wealth management firm. As T&C Manager, you will be responsible for ensuring the business adheres to the policies set internally and by the FCA.

You should be accountable for driving the adoption of the T&C for new and existing team members, ensuring quality and compliant financial advice is provided at all times. You will report into the Head of Compliance.

Duties will also include:

  • Oversight of the T&C function for the wealth management firm
  • Provide ongoing development and improvement, personalised to the needs of the team and business
  • Ensure everyone in the firm have the right skills, knowledge and expertise to carry out their respective duties
  • Develop measurable and meaningful KPIs for the team and team members
  • Maintain appropriate records to evidence your activities
  • Ensure MI is produced for the senior management team
  • Provide advice and guidance to the business on all aspects of T&C, file checks, Consumer Duty, financial promotions, recruitment etc
  • Create and maintain T&C policies
  • Plus other related training and competence duties

T&C Manager Requirements

  • You must be an experienced T&C professional within Wealth Management, such as T&C Manager
  • You must be capable of training new and existing team members including Financial Advisers, Paraplanners and other related job roles

T&C Manager Benefits

  • Salary of circa 40,000 - 50,000
  • Plus, 3% & 5% pension contribution, 4x DIS, 23 days holiday plus bank holidays and your birthday off and financial support towards exams
  • Hybrid role, with need to be in their Castle Bromwich frequently
  • Excellent mentoring support from highly accomplished team

Locations

East Birmingham

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