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Field Compliance Consultant

Phoenix Talent Partners
Posted 3 days ago, valid for 8 days
Location

Birmingham, West Midlands B27 6QS, England

Contract type

Full Time

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

Sonic Summary

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  • A Field Compliance Consultant position is available for a respected compliance provider in the Midlands area.
  • Candidates should have a minimum of 3 years of experience in compliance, particularly with Independent Financial Advisors (IFAs).
  • The role involves overseeing a panel of IFA firms and providing tailored compliance support to de-risk their businesses.
  • A Level 4 qualification, such as AF3 or equivalent, is required, along with strong communication and report writing skills.
  • The position offers a competitive salary, flexible working conditions, and a supportive company culture.

Calling all Compliance Gurus in the Midlands area... if autonomy and a family feel culture is your thing then this one's for you!Join my client a highly respected complaince provider as a Field Compliance Consultant to supporting mainly IFA's with their compliance and regulatory needs.??Oversee a panel of IFA firms across the Midlands??Provide bespoke and detailed compliance support, de-risking businesses, sharing knowledge and adding value??Current and varied knowledge of the regulatory landscape for IFA's is required??Level 4 as a minimum - AF3 or equiv. is a nice to have??Strong communicator with credibility and solutions focused approach??Exceptional report writing skills incl. remedial actions and development logs

A competitive package, a flexible approach to work is available as is an inclusive and supportive culture.

Pls contact me ASAP to discuss this role or others in more detail...

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In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.