Regulatory Compliance Manager

Position:Regulatory Compliance Manager

Location:Birmingham

Contract: Permanent?

Role Details - Regulatory Compliance Manager

We have an exciting opportunity for a proactive Regulatory Compliance Manager to spearhead our compliance initiatives and ensure we meet and exceed industry standards.

Key responsibilities of the Regulatory Compliance Manager

• Act as the primary liaison with the Solicitors Regulation Authority (SRA), managing self reporting, audits, applications, and enquiries with confidence.
• Maintain and oversee the IBIC Log of regulatory incidents and issues, ensuring timely notifications, responses and escalations as required
• Support the business by providing commercially focused and practical advice on regulatory challenges with a view to finding solutions to new and complex legal regulatory requirements.
• Provide essential support to the COLP and COFA through monthly meetings, comprehensive reporting, and strategic guidance.
• Collaborate with various regulatory bodies (including SRA, ICO and FSMA) to deliver actionable compliance advice across the business.

Key skills required of the Regulatory Compliance Manager

• Proactive, solution-oriented mindset with a collaborative approach to achieving results.
• Excellent communication and interpersonal skills, fostering trusted relationships at all organizational levels and with external stakeholders.
• Commitment to continuous improvement and adaptability to change.
• Highly self-motivated, capable of managing multiple deadlines in a fast-paced environment while maintaining high performance.
• Advanced proficiency in MS Office Suite (Outlook, Word, PowerPoint, Excel).

The Firm

The firm has around 100 employees across offices in London, Liverpool, Birmingham, and Manchester, representing over 200,000 individual clients across a range of cases in areas such as competition, product liability, worker rights, data breach and privacy.

For further information on this or other similar roles please contact Lea Woods on or Alternatively, if you know anyone in your network that would be interested, we offer a financially incentivised package for all successfully placed candidates through your referral.

Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates