Overseeing Compliance team - Supervisory experience essential
Previous Financial Services / Mortgage Intermediary / Insurance experience ideal
Proactive, hands on approach with an eye for detail and compliance

JOB SUMMARY:Are you an experienced Compliance professional with a strong background in the financial services industry? Do you have a passion for ensuring regulatory standards are met and delivering positive customer outcomes? We have an exciting, newly created opportunity for a Compliance Manager to join a fast-paced, dynamic team, within a very well-established organisation. The ideal candidate will have a background in Compliance, with particular experience in Mortgages / Financial services / Insurance. In addition, previous management / supervisory experience is essential, as you will be overseeing a small, well established compliance team.RESPONSIBILITIES:• Reporting into the Head of Compliance, the Compliance Manager will provide regular updates on compliance matters including any emerging issues• Lead and manage the Compliance Team, providing guidance and direction to ensure smooth day-to-day operations.• Provide day to day management of the compliance team – including 1:1s, appraisals, and team meetings.• Support the ongoing training and development of the Compliance Team to enhance knowledge and performance.• Collaborate with stakeholders across the business to improve client outcomes and support the development of the compliance function.• Analyze management information to identify areas of risk within the business and customer outcomes.• Advise on the remediation of risk events and compliance breaches, ensuring timely and effective resolution.• Lead compliance-related audit work and ensure actions are implemented within agreed timescales.• Prepare insightful reports for senior management and committees, highlighting areas for improvement.• Ensure that Consumer Duty obligations are considered in every compliance-related decision and action.• Contribute to internal and external meetings, sharing updates on compliance matters and emerging risks.• Maintain up-to-date knowledge of compliance regulations, laws, and best practices within the financial services industry.• Identify, log, manage and provide advice relating to the remediation of risk events and/or compliance breaches.KEY SKILLS / EXPERIENCE REQUIRED:• Proven experience in a compliance role within financial services, ideally in intermediary mortgage and insurance firms (similar experience is also considered).• Strong people management experience, with the ability to motivate, guide, and develop a team.• In-depth knowledge of MCOB, ICOBS, DISP, data protection, and money laundering regulations.• Strong decision-making skills with the ability to assess and mitigate risks effectively.• Excellent analytical skills to identify root causes and implement improvements.• Ability to lead by example and create a positive, efficient working environment.• Excellent communication skills, with the ability to present clear and insightful reports to senior management.• High attention to detail and strong IT skills.The Compliance Manager will be based at our clients Bournemouth office, and will have the benefit of hybrid working from the onset. In addition, the successful candidate will benefit from a competitive salary, with annual bonus potential, and a host of other benefits.For more information about this exciting new opportunity, please contact Joy Bruce at Collaborate Recruitment in Bournemouth.

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