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Head of Compliance, Bracknell
Part time (c.60% of full time)
Hybrid working, up to £65k
If you’re an individual with experience in financial services compliance and you’re looking for a competitive salary within a professional firm, this could be for you.
The Business:
This company are a directly authorised, independent financial advisory firm. They were established over ten years ago and have office hubs located throughout the UK. They pride themselves on their dedication to delivering an exceptional client experience and heavily invest in training and development of their staff to reach this goal.
The Role
Working as the head of compliance within this business will see you take responsibility for the firm's regulatory compliance and risk management functions. You'll be ensuring the business has effective systems, procedures and controls for compliance monitoring in line with FCA regulations. You will maintain a comprehensive regulatory inventory and identify and assess changes in laws/regulations and provide guidance to business leaders. You'll demonstrate deep process knowledge, operational excellence, and innovation, focusing on simplicity, data-driven decisions, and continuous improvement.
Benefits
- A salary up to £65,000 (pro rata)
- Discretionary bonus scheme
- Share options
- 25 days holiday
- Pension scheme
- Sick pay
Requirements
- A background in compliance with financial services
- Level four diploma in financial advice, or working towards
Applying
If this sounds of interest, please apply and we will be straight in touch to discuss further!
