Back to search
An excellent new home base role has arisen within a respected, successful and hugely popular IFA Compliance Specialist.
The are keen to appoint a Level 4 Dip qualified Compliance File reviewer on a full time basis.
This is an opportunity to work with an award wining compliance company that looks after some of the UK’s best IFA firms.
The role
- Working from home reviewing files for IFA firms and Wealth Planners.
- They are not looking for file checkers, they work with clients with the aim of improving their processes and so you will also get involved in speaking directly with the advisor to discuss their cases and advice.
- The position will also involve answering client compliance queries, as well as reviewing, and updating in house procedures.
- This is a full-time role working Monday to Friday.
About You
- Diploma Qualified
- Experienced of reviewing files for IFA’s
- Compliance experience
- Attention to detail
- Pragmatic approach to compliance
- Willingness to work with advisers
Remuneration
Salary - To Be Discussed
- 3% pension contribution
- 4x life cover
- 25 days holiday plus bank holidays
- Birthday bonus day off!
- Fully Expensed Summer annual party
- Laptop
- Phone
- Full Business Expenses
The role is available immediately.
