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The Client
A well-established boutique Investment Management firm
The role
This is a great opportunity for someone who is interested in pursuing a career in Compliance.
You will be a recent Graduate with at least 1-2 years working within Financial Services or a related industry to support and a real passion to build a Compliance Career.
The Compliance Assistant will work on a range of different tasks required by the Head of Compliance and Assurance Director.
The Compliance Assistant will support the preparation of management and Board Reports as well as the collection and analysis of management information including for Consumer Duty.
The Compliance Assistant is to support the Financial Crime Manager in the firm using their new business onboarding system while performing and supplying compliance due diligence in respect of third parties
The Compliance Assistant will carry out compliance administrative duties as and when required.
The Candidate
At least 1-2 years of professional experience working within Financial Services or a related industry.
A real interest in Compliance and an ambition to build a career in this field.
Attention to detail and critical thinking
Highly organised, able to work on a range of tasks
Strong Excel and PowerPoint skills
Ability to work independently to manage own tasks and deadlines as well as collaborate with wider team members
