- Stay informed of changes in legal and regulatory standards to ensure ongoing compliance.
- Manage the auditing of case files and related follow-ups to ensure quality and adherence to procedures.
- Oversee compliance with professional accreditations and regulatory requirements.
- Draft and update firm-wide policies, procedures, and internal guidance documents.
- Assist with complaint investigations and responses.
- Collaborate with internal teams to deliver compliance training and onboarding sessions.
- Support the MLRO and DPO with reporting, monitoring, and risk assessments in their areas of responsibility.
- Regularly update leadership on compliance metrics, including the outcomes of internal audits.
- Professional legal qualifications (Solicitor, FCILEx, or equivalent) with experience managing regulatory functions.
- Proven track record in risk and compliance management within a regulated industry.
- Strong understanding of anti-money laundering, data protection, and professional conduct standards.
- Excellent communication and leadership skills, with the ability to simplify complex regulations for diverse audiences.
- High proficiency with legal software and case management tools
- Competitive salary £50k+
- 25 days holiday + Bank Holidays
- Bonus
- Opportunities for hybrid and flexible working arrangements after probation.
- Comprehensive employee wellbeing programs, including mental health support and training opportunities.
- Inclusive workplace culture that values collaboration, kindness, and personal growth.