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- Annual Salary: Competitive
- Location: Bristol - hynrid
- Job Type: Full-time
Join a leading trust management firm that has been a significant player in the industry since 2020. With a portfolio managing nearly £2 billion of assets, our experienced team is looking to expand by adding a Senior Compliance Officer. This role is crucial for ensuring the company's compliance with regulatory requirements and for supporting the development and maintenance of internal policies and procedures.
Day-to-day of the role:- Conduct compliance monitoring reviews to ensure adherence to regulatory requirements and internal policies.
- Assist in the development of the Annual Compliance Monitoring Plan and enhance Compliance Monitoring Procedures.
- Provide compliance advisory support to the business on regulatory obligations and internal processes.
- Monitor changes in the business and regulatory environment to assess impacts and adjust compliance strategies accordingly.
- Support the maintenance and review of Compliance policies and relevant procedural documents.
- Engage in new business reviews, sign-offs, and CDD reviews of ID&V on individuals and Corporate Entities.
- Assist in maintaining a high-risk jurisdiction list and participate in ad-hoc projects or tasks as requested.
- Minimum 6 years’ experience in a compliance role within FCA regulated and/or financial services business, including Trusts, SRA regulated business.
- Degree level qualification.
- Exceptional organisational skills and the ability to operate under pressure.
- Self-starter with a positive attitude, reliable, dependable, and able to maintain confidentiality.
- Excellent communication skills, both verbal and written.
- Strong attention to detail and good time management.
- Proven ability to work effectively in a team and adapt flexibly to different tasks.
- Competitive salary and job stability in a growing company.
- Opportunities for professional growth and development.
- Dynamic and supportive work environment.
To apply for this Senior Compliance Officer position, please submit your CV and cover letter detailing your relevant experience and why you are interested in this role.
