As Senior Regulatory Compliance Advice Manager you are responsible for leading the Regulatory Advice team in providing clear, pragmatic, and timely advice in terms of its day-to-day activities and for any change initiatives.
In addition, you are responsible for analysing regulatory change and supporting impacted business areas in effective implementation and embedding.
Main Duties
- Support the design and implementation of an effective framework to ensure day-to-day activities comply with regulatory requirements and internal policies & standards.
- Ensure that effective regulatory advice is provided for change activities such as product developments and other projects.
- Support the SMCR framework for our entities so that the firms and its SMFs are fully supported in meeting their individual responsibilities.
- Effectively manage your own risks and controls whilst overseeing and challenging the business on their risks and controls.
Key Skills and Experience
- SME-level knowledge of the FCA sourcebook and associated guidance.
- Strong General Insurance background
- An understanding of how the wider regulatory environment operates and the FCA's priorities and areas of focus.