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Head of Compliance | Life Insurance | Bromley | £90 - 110,000 (doe)
Finitas are delighted to be exclusively partnering with an established life insurance company in their search for a Head of Compliance to join the team.
Reporting into the Chief Risk Officer, you will have a team of 12 with 3 direct reports and this role will work across complaints, compliance monitoring & compliance advice & guidance.
They are a collaborative business that are going through positive growth & development to enhance & modernise their ways of working, so there will be plenty of opportunity for autonomy and putting together best practice.
The role holder will be working a senior level, reporting into senior leaderships and getting involved with presenting to the Board. Some of the responsibilities include, but are not limited to:
- Maintain and develop a robust compliance framework.
- Oversee the compliance monitoring plan and framework.
- Lead the development of any new Compliance policies and procedures required as well as oversee the updating of existing policies.
- Oversee the handling of customer complaints.
- Prepare and deliver reports to the Audit and Compliance Committee.
- Prepare regular Compliance reports and MI for the Executive Team.
- Oversee the horizon scanning processes.
- Provide compliance advice and support when it comes to new strategies / embedding new regulation.
- Grow the capability and knowledge of the Compliance Team.
Experience required:
- Minimum 10 years compliance experience.
- Must be from an insurance or investments background - this is essential to hit the ground running.
- Solid working knowledge of the FCA & PRA regulations.
- Strong understanding of relevant regulatory compliance (COBS, SYSC etc)
- Strong verbal and written communication skills with the ability to build relationships at all levels including c-suite.
- Previous people management experience.
Please note that you will be required to work in their Bromley office twice a week.
This is a brilliant role that will give you unparalleled exposure across traditional compliance as well as compliance operations and complaints. Along with this you will be able to work at a senior level and have influence over the strategic side of compliance and help shape the team going forward.
So, if you have the right experience, please apply now! Or alternatively, for more information, please contact Raj on / r.basra @ finitas.co.uk
