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Robert Half Talent Solutions are seeking a Compliance Officer for a growing Financial Services organisation in the Caerphilly area.
The Compliance officer will assist the Head of Compliance in overseeing the ongoing regulatory compliance and ensuring that a robust compliance culture is in place.
You will
- Provide support to the business on interpretation of regulation including FCA rules, Data Protection and Financial Crime.
- Advise the business through regulatory change projects, providing direction and clear regulatory guidance to the leadership and operations teams.
- Review any financial promotions or internal procedural changes to ensure they comply with regulation and provide feedback to the Business.
- Support the delivery of the Compliance Monitoring Plan by carrying out monitoring activities in line with the plan.
- Agree and monitor actions arising from the monitoring activity with key stakeholders in the business.
- Oversee the Compliance and Data Protection inbox, ensuring all records are maintained and up to date and any incidents or breaches are reported and assessed.
- Review, update and maintain compliance policies to ensure that they reflect current regulatory requirements and are communicated clearly to all staff.
On offer
A salary of up to £38,000 plus generous bonus and package. Hybrid working
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