Compliance Administrator

Compliance Administrator

Up to £30,000

Cardiff

Our client is a highly successful mortgage brokerage specialising in providing bespoke solutions in areas of residential and commercial mortgage lending. An opportunity has become available for a Mortgage File Checker / Compliance Administrator to support an experienced team of mortgage professionals, ensuring files are fully compliant and consumer duty is being adhered to.This is a great opportunity to join a highly professional team and develop a career within mortgage compliance.Responsibilities for the Compliance Administrator:• You will be expected to adhere to and complete monitoring and operational tasks as set out in the Compliance Monitoring Plan.• Assist the Compliance Manager with day to day responsibilities.• Auditing of Adviser files for Regulated Mortgages, Non Regulated Mortgages.• Protection and General Insurance files.• Provide detailed feedback where appropriate.Experience required for the Mortgage File Checker / Compliance Administrator:• At least 12 months experience in similar mortgage quality control / mortgage compliance role.• CeMAP qualified (Highly desirable) Experience in auditing and communicating back to Advisers and follow up work.• Must have adequate knowledge of FCA regulations.• Must have excellent interpersonal and communication skills.• Must be able to work as part of a team and individually.• Meticulous and great attention to detailUp to £30k Basic + Benefits (Dependent on experience)