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Compliance Manager - Qualified solicitor

Compliance Manager - Qualified solicitor

qed legal

Posted 10 days ago, valid for 22 days

Cardiff, South Glamorgan CF5 1DR, Wales

£40,000 - £60,000 per annum

Full Time

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Sonic Summary

Position: Compliance Manager - Deputy COLP/MLRO
Location: Cardiff-Based
Experience required: Ideally 4+ years in compliance
Salary: Up to £65k
Responsibilities: Working closely with the COLP/COFA/MLRO, staying up to date with changes in law and regulations, developing and implementing compliance programs, conducting audits and risk assessments

Compliance Manager - Deputy COLP/MLROCardiff-Based1/2 days a week in officeWe're working with an exceptional Legal 500 firm with offices across the UK. They are driven to provide the best legal services. Founded by ex Eversheds and Clifford Chance Lawyers they cover all commercial areas.Now looking for someone to work closely with the COLP/COFA/MLRO to ensure the firm continue to work in the correct way in line with all SRA and regulatory standards. You will stay up to date with changes in law and regulations, developing and implementing an effective compliance program throughout the business. Reviewing firms policies and procedures, conducting internal and external audits, conducting the firm wide risk assessments.This is a very broad role and a brilliant opportunity for someone to take a step up from a smaller more high street firm, continuing compliance work across the board.What about you?

You will be a qualified E&W solicitor
Experience leading compliance in a smaller law firm (bonus if you have experience as COLP/COFA/MLRO)
Knowledge of file audits, complaints, sra audits, risk assessments and firm wide compliance
Experience undertaking PII renewals
Ideally 4+ years experience in compliance

What's in it for you?

Salary up to £65k
Join a growing Legal 500 firm with an opportunity to progress and grow the function
Work closely with the firms Partner & COLP
Flexible Hybrid working policy, team generally do 2-3 days in office

I'm interested in speaking with qualified solicitors, with experience in a smaller boutique or high street firm looking to continue their compliance route in a bigger legal 500 firm.Apply below or drop me a message for a confidential conversation

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