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Cheadle
Director of compliance and information security in gambling
Compliance Monitoring Officer

Compliance Monitoring Officer

Exchange Street Claims & Financial Services

Posted 9 hours ago, valid for 4 days

Cheadle, Cheshire SK8 6JZ, England

£60,000 - £72,000 per annum

Full Time

Health Insurance

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Sonic Summary

The job offers a salary of up to £50,000 with hybrid working conditions, requiring employees to be in the office only 1 or 2 days per week.
The position is for a compliance monitoring officer within a team of 10, serving hundreds of IFA clients across the UK.
Candidates must be at least level 4 qualified and have file review experience, preferably in the IFA market.
The company provides a generous benefits package including 27 days of holiday, an 8% employer pension contribution, private health care, and income protection insurance.
The role involves offering a file review service, providing feedback on compliance issues, and building positive relationships with IFA firms.

Not everyone wants a promotion. Not everyone dreams of moving into management or doing something different. Some people just love the job they do. But you can love your job and not love your company. When that happens and you come to look for your next position, you just want the very best pay and conditions you can find. And what's wrong with that? The pay and rewards at this business are great. Salary is to £50,000 and there's hybrid working. This is a business that empowers/trusts its staff so you'll only need to be in the office 1 or 2 days per week. Alongside that there's a healthy benefits package: o 27 days holidayo 8% employer pension contributiono AVIVA Private Health Careo Death in Service benefit (4 times annual salary)o Income Protection Insuranceo Free parking As for the job you'll join a team of 10 compliance monitoring officers at a firm that has hundreds of IFA clients across the UK. The role is as you'd expect. You'll offer a file review service to your clients, most of which are medium and large financial planning businesses. You'll provide feedback to clients on these reviewed files and any compliance issues you raise. And you'll report in to the Head of Compliance Monitoring. It's an IFA network that offers its member firms so much value. Whether it's reviewing T&C or SMCR schemes, producing client reports, or providing investment research, they're relied on by so many. So you'll work with clients who see you as valuable partners, not a hindrance. HERE'S WHAT YOU'LL NEED: You'll be at least level 4 qualified and have file review experience (preferably in the IFA market). You will be able to build positive working relationships with IFA firms and have the personality/skills to make you credible in their eyes. Want to love your job and the company you work for? Click apply. If you don't have a CV send us contact details and we will be in touch to answer your questions. Everyone will get a response.

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