Independent Financial Adviser

Position: Self-Employed Financial AdviserLocation: Flexible / Remote (with occasional client meetings as required)Fee Splits: Starting at 70:30, rising to 80:20 based on fees generatedFUM Target: £20 million within 18 monthsStart Date: Immediate

We are a family-run and growing independent financial advisory firm that provides high-quality holistic financial planning services to clients across various sectors. We are committed to offering tailored financial advice with a focus on long-term financial planning, investment management, and retirement solutions.

As a self-employed financial adviser with us, you will benefit from a flexible working environment, a competitive fee split structure, and strong administrative and paraplanning support. You will have the opportunity to build and maintain a successful client base, with the backing of a reputable brand and professional team.

We are looking for a Level 4 qualified financial adviser who can bring their own clients or has a clear plan to build up a £20 million Funds Under Management (FUM) portfolio within 18 months. This self-employed role offers the flexibility to manage your own schedule, with strong fee income potential based on the clients you bring on board and the fees you generate.

The ideal candidate will have a proven track record of working with high-net-worth individuals and businesses, with a demonstrated ability to grow and maintain a profitable client portfolio. This role is perfect for someone who is entrepreneurial, self-motivated, and looking for an opportunity to shape their own financial future.

• Client Acquisition & Relationship Management: Build and nurture a client base through referrals, networking, and your own prospecting efforts.
• Wealth Management & Financial Planning: Provide comprehensive financial advice to clients, including retirement planning, investment strategy, tax efficiency, and estate planning.
• Client Retention & Ongoing Service: Establish long-term relationships with clients through regular reviews, ensuring that their financial strategies evolve as their needs change.
• Compliance & Record-Keeping: Ensure all client interactions and advice are fully compliant with FCA regulations, maintaining accurate and up-to-date records of all transactions and meetings.
• Revenue Growth: Achieve a minimum of £20 million FUM within 18 months, with clear progress toward this target through ongoing client acquisition and portfolio management.

• Starting Fee Split: 70% to the adviser, 30% to the firm.
• Performance-Based Increase: The adviser will move to an 80% fee split once £20 million in FUM is achieved.
• Ongoing Income Potential: Continue to earn a competitive share of fees based on the assets under management and the quality of service provided.

• Admin Support: Comprehensive administrative support to handle client communications, appointment scheduling, and paperwork, freeing up your time to focus on client relationships and business growth.
• Paraplanning Support: Dedicated paraplanning support for research, report preparation, and compliance documentation, ensuring you can deliver high-quality advice without being bogged down in back-office tasks.
• Compliance Framework: Access to robust compliance systems and infrastructure to ensure all regulatory requirements are met, reducing the administrative burden on you.

• Level 4 Qualification: The candidate must hold a Level 4 Diploma in Financial Advice (or equivalent qualification).
• Experience: A proven track record in financial advice, including experience with managing investment portfolios, pensions, and comprehensive financial planning. Experience with high-net-worth clients or an existing client base is highly desirable.
• Business Development: Proven ability to generate leads and build long-term client relationships. A clear and actionable plan to reach £20 million FUM within 18 months is essential.
• Strong Communication Skills: Ability to build rapport with clients and explain complex financial concepts clearly and effectively.
• Self-Motivated & Entrepreneurial: Ability to manage your own business and drive your own success, with a focus on generating new clients and servicing existing ones.
• Client-Focused: A commitment to providing clients with transparent, high-quality, and personalized financial advice.

• Flexibility: Enjoy the freedom of working remotely, setting your own hours, and maintaining a healthy work-life balance.
• Administrative & Paraplanning Support: Access to dedicated back-office support so you can focus on growing your client base and delivering excellent service.
• Ongoing Training & Development: Opportunities for continuous professional development to expand your expertise and stay ahead of industry trends.
• Collaborative Network: Although self-employed, you’ll be part of a wider team of advisers, with opportunities for collaboration and knowledge-sharing.
• Tech provided: we will provide the technology required to kit-out your home office.

If you are a Level 4 qualified financial adviser with a strong client base or the ability to generate £20 million FUM within 18 months, we would love to hear from you. Please submit your CV along with a brief cover letter outlining your experience, approach to client acquisition, and why this role is a good fit for you.