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Are you an experienced Compliance Officer with a proven track record in the financial services industry? Do you thrive in a monitoring role, ensuring that processes align with regulatory standards and best practices? If so, we want you to join our dynamic team.
Key Responsibilities:
- Conduct regular compliance monitoring activities to ensure adherence to regulatory frameworks, including FCA, PRA, and AML requirements.
- Review, assess, and report on internal controls, policies, and procedures.
- Identify and escalate potential compliance risks and breaches.
- Provide recommendations for corrective actions and continuous improvement.
- Support in regulatory reporting and submissions.
- Collaborate with various departments to maintain a strong compliance culture.
- Stay up-to-date with evolving regulations and compliance best practices.
- Assist in delivering compliance training and awareness programs to staff.
Key Requirements:
- Proven experience as a Compliance Officer within financial services, with a focus on monitoring activities.
- Strong understanding of UK financial regulations, including AML, FCA, and PRA standards.
- Ability to interpret complex regulatory frameworks and translate them into actionable compliance practices.
- Excellent attention to detail and analytical skills.
- Strong communication skills with the ability to interact effectively with stakeholders at all levels.
- Relevant compliance qualifications (e.g., ICA, CISI, or similar) are highly desirable.
Why Join Us?
- Opportunity to work with a leading financial services organisation.
- A supportive and collaborative work environment.
- Continuous professional development and career progression opportunities.
- Competitive salary and benefits package.
If you're ready to make a significant impact in a fast-paced environment and help drive a culture of compliance, we would love to hear from you!
