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Compliance Monitoring Manager

Meraki Talent Limited
Posted 9 hours ago, valid for 3 days
Location

Edinburgh, City of Edinburgh EH105BP, Scotland

Salary

£60,000 - £72,000 per annum

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Contract type

Full Time

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

Sonic Summary

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  • Meraki Talent’s Financial Services client is seeking a Compliance Monitoring Manager for a permanent position in Edinburgh.
  • The role involves overseeing first line activities, designing the annual compliance monitoring plan, and assisting in compliance reviews and risk assessments.
  • Candidates should have experience in a compliance role within Financial Services and strong exposure to compliance monitoring reviews.
  • Knowledge of the FCA handbook and financial services regulatory framework is essential, along with strong communication and stakeholder management skills.
  • The job offers a competitive salary, though the specific amount is not mentioned, and requires relevant experience in compliance.

Compliance Monitoring Manager

Edinburgh

Permanent

Meraki Talent’s Financial Services client are looking for a Compliance Monitoring Manager to join their team in Edinburgh on a permanent basis.

Responsibilities of the Compliance Monitoring Manager:

-Provide oversight of first line activities from a second line perspective by carrying out monitoring activities driving actions to make improvements

-Design the annual compliance monitoring plan and oversee agreed monitoring activities, including scoping, fieldwork, documentation and reporting

-Assist in annual compliance reviews and risk assessments

-Provide compliance advice to the business around compliance monitoring, compliance standards and processes

Background of the Compliance Monitoring Manager:

-Experience working in a compliance role within Financial Services

-Strong exposure to completing compliance monitoring reviews

-Knowledge of the FCA handbook and the financial services regulatory framework

-Strong communication and stakeholder management skills

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In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.