Do you have legal compliance experience and are looking for an exciting role as a Risk and Compliance Manager? Have you had a legal career and are looking for something a bit different and a new challenge? Then this exciting opportunity could be the role for you!
Our fantastic client in Farnborough is looking for someone to come and join the team as a Risk and Compliance Manager. This is an exciting, hands on role on a driven and friendly team. The ideal candidate would be someone who can provide a best-in-class internal risk and compliance function who has great SRA and FCA compliance model experience.
This role is fully office based and a permanent position based in Farnborough working 9-5:30pm. The salary on offer is between £70,000-£80,000 DOE.
What will I be doing in the Risk and Compliance Manager role?
- Risk and compliance management with knowledge of SRA and FCA compliance models
- Review, monitoring and updates of firm’s policies & procedures
- Providing a best in class internal risk and compliance function
- Performance of the day to day tasks delegated by the COLP, COFA, DPO, Complaints / Claims officer and MLRO.
- Assisting staff with conduct questions (e.g. conflicts) and reporting
- Assisting staff with Anti Money Laundering questions and reporting
- Complaints and claims risk management
- Practicing certificate renewals
- Performance of file verifications and associated follow ups
- Compliance record keeping, monitoring and reporting
- Running new starter compliance sessions and embedding good practice
- Creation and delivery of bespoke compliance training for staff
- Compliance audits and General compliance awareness activities.
What skills and experience is needed for the Risk and Compliance Manager role.
- 5 years experience in legal or financial services risk and compliance management
- Risk or compliance based qualification
- Up to date knowledge of risk and compliance requirements in the legal profession
- Great communication skills
- Fantastic attention to detail
Benefits for this fantastic role include:
- 25 Days holiday
- Bonus scheme
- Pension - up to 5%
- Access to online employee discount platform
- Sociable team including month end drinks
- Life assurance
- Healthcare benefits including online GP access
- Annual service awards
- Employee Assistance programme
Does this Risk and Compliance Manager role seem like the perfect role for you? Then please do APPLY NOW!!!