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- Provide a first-class internal risk and compliance function.
- Support the COLP, COFA, DPO, Complaints/Claims Officer, and MLRO with day-to-day tasks.
- Manage risk and compliance, including SRA and FCA compliance models.
- Offer guidance on conduct questions, including conflicts and AML reporting.
- Oversee complaints and claims risk management.
- Handle practicing certificate renewals.
- Monitor, review, and update firm policies and procedures.
- Conduct file verifications and follow-ups.
- Maintain compliance records, monitoring, and reporting.
- Deliver new starter compliance sessions and bespoke training for staff.
- Conduct compliance audits and promote awareness activities firm-wide.
- At least 5 years of experience in risk and compliance within legal or financial services.
- Risk or compliance-based qualifications.
- Exceptional attention to detail and a methodical approach.
- Strong communication skills with the ability to simplify legal principles for a range of audiences.
- Up-to-date knowledge of risk and compliance requirements in the legal sector.
- Competitive salary reflective of experience.
- Generous bonus scheme.
- Free car parking for convenience.
- Comprehensive benefits package, including a pension, enhanced parental leave, 25 days of annual leave (plus a Christmas closure day), and access to Perkbox benefits.
- A supportive and dynamic team with opportunities for growth and development.
