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This is a fantastic opportunity for a candidate with a good knowledge of financial services, to pursue your career working for a prestigious Chartered IFA practice that works closely with an impressive portfolio of UHNW individuals.
Initial Role:
- Input client details onto Prestwood system
- New business administration
- Liaise with clients for new business information, Terms of Business, tax returns.
- File checking for completeness
- Liaise with product providers (e.g., for valuations, trusts, product terms)
- Help advisers with meeting preparation, new client packs, agendas etc.
- Supporting the Investment Proposition as necessary
- Involvement in wider company projects as appropriate
Developing Into:
- Attend client meetings with adviser and schedule post meeting actions.
- Technical research
- Do fee estimates
- Build financial plans on Prestwood system
- Draft simple suitability letters
- Simple tax returns
General Responsibilities:
- Observe the firm’s 'standards’.
- Comply with FCA conduct rules at all times.
- Adhere to the relevant compliance, Consumer Duty, T&C and financial crime (anti-money laundering, data security, anti-bribery, fraud, and corruption) procedures of the firm at all times.
- Keep up to date with all relevant product, legislative and technical changes and ensure relevant CPD is maintained and recorded accurately.
- Respond to client contact and requests quickly and correctly.
- Ensure all client files are compliant on an ongoing basis.
- Be a team player, support colleagues.
Additional information:
- Office based, Farnham, Surrey
- Monday - Friday, 9-5.30pm
- Salary: Likely to be in the range of £32-34k, plus bonuses and profit share
- Full support with professional qualifications
- Genuine career progression
