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Our client is looking for a Regulatory, Data and Compliance Manager
Client Details
A leader in finance
Description
Reporting to the Head of Internal Control, Compliance & Legal Relay, the Regulatory Reporting & Oversight Manager will be responsible for ensuring that all regulatory reporting is undertaken accurately and on time. Additionally, the role will understand current reporting available, and work with the Business Intelligence team to develop new reporting as required, to monitor operational risk and compliance across the business and ensure customers consistently receive good outcomes.
The Regulatory Reporting & Oversight Manager will manage a team of Oversight Analysts and will be responsible for ensuring that the oversight framework across the business is fit for purpose and adhered to across first and second line teams.
The role will also act as Secretary for the Compliance & Operational Risk Committee including the collation of monthly report packs and taking minutes and following up on actions.
Ensure all regulatory reporting is undertaken accurately and on time both internally and to external bodies including the FCA, FLA & ICO.
Use current reporting, and develop new as required, to monitor customer outcomes across the business and other areas of operational risk - reporting results and taking action as required.
Maintain a thorough and up to date knowledge of:
- relevant regulatory framework,
- the motor finance industry,
- products, processes & procedures
Ensure that an appropriate oversight framework is in place across first and second line teams.
Provide regular & documented feedback to the HoICCLR and relevant departments within the business on monitoring & oversight performance.
Develop and maintain relationships across the relevant business areas and ensure that SMT member is aware of oversight findings and any issues are appropriately escalated.
Act as Secretary of the Compliance & Operational Risk Committee including the collation of monthly reporting and taking minutes and following up on actions.
Lead the team of Oversight Analysts to ensure that the oversight framework is adhered to and that results are reported and actioned appropriately.
Encourage collaboration, identifying ways to work more efficiently and effectively across the teams, promoting a solution-focussed culture of continuous improvement.
Conduct 1-2-1 meetings with Team Leaders, documenting the outcomes, including suggestions, training and support for new and current employees, continually encouraging a motivated team.
Profile
Educated to Higher / A Level
Experience of regulatory reporting
Strong analytical and reporting experience
Quality & Assurance experience required
Good, relevant and current knowledge of CONC, TCF Principles & GDPR
Proficient in Microsoft Office including Outlook, Word & Excel
Excellent written and verbal communication skills
Candidates will be team role models, consistently demonstrating the Values and Characteristics:
Solution-focused: Consistently strive to improve what we do and provide solutions over problems.
Transparent: Provide clear, direct and helpful feedback.
Adaptable: Adapt to changing business needs.
Responsive: Respond to the unexpected calmly and logically, reassuring those around them.
Teamwork: Work as a team, finding the best solutions for their colleagues, Team Leaders and Managers.
Proactive; Motivated in self-development
Job Offer
A competitive salary, great career opportunity, hybrid working and various other benefits
