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Compliance Supervisor - Financial Services

Astral Recruitment
Posted a day ago, valid for 14 days
Location

Horsham, West Sussex RH13 0NE, England

Salary

£40,000 - £48,000 per annum

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Contract type

Full Time

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

Sonic Summary

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  • Our client, a successful Financial Advice firm in Horsham, is seeking support for their compliance division.
  • The role involves providing assistance to all teams within the Compliance Department, including the Field Based Compliance Team.
  • Candidates must have previous experience in a compliance role within Financial Services, preferably from an IFA background.
  • The ideal candidate should be confident, systematic, and possess strong communication skills at all levels.
  • The position offers a base salary of up to £40,000, along with benefits and potential bonuses.

ur client is a successful and established Financial Advice firm in Horsham and they are currently looking for support in their compliance division

You will provide support to all teams within the Compliance Department, including the Field Based Compliance Team.

Previous experience within a compliance role within Financial Services is required and ideally from an IFA background

We are looking for a confident individual possessing a sound systematic and methodical approach to work, possessingthe ability to communicate effectively at all levels and in all media types.

Base to £40000 plus benefits and potential bonus

This is a great role within Wealth Management

We have this role and other compliance roles in Sussex so feel free to call Jason at Astral to discuss

Apply now in a few quick clicks

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

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