File Checker

enable Recruitment

Posted 3 days ago, valid for 6 days

Huntingdon, Cambridgeshire PE28 0LD

Full Time

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Sonic Summary

A boutique independent financial advisory firm is seeking a File Reviewer to join their award-winning team.
Candidates should have experience in wealth management, specifically in compliance and file reviewing, and must possess a Level 4 Diploma.
The role involves conducting file reviews and compliance checks, developing policies, and supporting administration teams to ensure high standards of client advice.
The position offers a basic salary of up to £45,000, depending on experience and qualifications, along with a hybrid working structure and other employee benefits.
Interested applicants can apply directly or contact Dan at enable-recruitment for more information.

Are you a Wealth Management professional who is looking for a File Reviewer position within an award-winning Chartered IFA?We’re delighted to have partnered with a boutique independent financial advisory firm that is actively looking for a File Reviewer to join their team! With a brilliant reputation in the industry, our client provides financial advice to clients throughout Cambridgeshire.If you are an experienced wealth management professional who has experience in compliance & file reviewing – we would love to hear from you!What you'll be doing:

Carry out file reviews and compliance checks on client cases, to ensure they comply with regulatory requirements and internal policies
To develop policies, procedures to help deliver the highest possible standards of client advice
To support the administration and paraplanning teams within their roles.
Ensure delivery of an excellent service to their clients and help put the Consumer Duty principles at the heart of the firm

What you need to apply:

Experience in Paraplanning, Compliance or File Checking within an IFA
Understanding of the advice process and FCA Regulations
Level 4 Diploma Qualified

What's in it for you?

A basic salary of up to £45,000 dependent on experience and qualifications
Hybrid and flexible working structure, with an early finish on Friday
Great employee benefits structure
Exam funding and support

What next?Hit apply or contact Dan directly!daniel@enable-recruitment.co

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