Compliance and Paraplanning Officer Do you have a strong understanding of compliance requirements and regulatory standards within Financial Services? I am currently supporting an established business in their search for a candidate with in-depth knowledge of the UK financial products and services and FCA regulatory requirements. Based in Kimbolton, Cambridgeshire, and reporting to the HR & Compliance Manager, you will work closely with financial advisers, paraplanners and administrators, ensuring documentation meets industry standards, and assist with compliance processes to uphold regulatory requirements.In return you will be offered: * Competitive Salary* Generous Employee Benefits Plan* Pension contributions matched up to 5%* 35-hour week with a 4pm finish on Fridays* 20 days holiday (increasing 1 day per year up to a maximum of 23) plus Bank Holidays, 3 days at Christmas, and your Birthday off* Regular team-building activitiesAttention to detail is essential and ideally you will be hold a Level 4 Diploma in Financial Planning (or equivalent)Experience in compliance, file checking, or paraplanning would be advantageous along with excellent analytical skills. Responsibilities will include: * Conduct compliance checks on client files to ensure regulatory and internal policy adherence* Review and ensure the accuracy and consistency of documentation* Provide paraplanning support, assisting with research, suitability reports, and financial planning documentation* Work closely with advisers and compliance teams to maintain high-quality client records* Keep up with regulatory requirements and changes from the FCA* Perform paraplanning duties to cover holiday periods of colleaguesTo be considered for this role, please get in touch for more information or APPLY NOW!
Back to searchCompliance and Paraplanning Officer
The One Group
Posted 10 hours ago, valid for 23 days
Huntingdon, Cambridgeshire PE28 2JJ
Full Time
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Sonic Summary
- The Compliance and Paraplanning Officer position requires a strong understanding of compliance and regulatory standards in the Financial Services sector.
- The role is based in Kimbolton, Cambridgeshire, and involves working with financial advisers and paraplanners to ensure documentation meets industry standards.
- Candidates should ideally hold a Level 4 Diploma in Financial Planning or equivalent, with experience in compliance or paraplanning being advantageous.
- The position offers a competitive salary, a generous employee benefits plan, and pension contributions matched up to 5%.
- Applicants should have attention to detail and be prepared to conduct compliance checks and provide paraplanning support.
