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Compliance and Risk Manager-Financial Services

Hays Specialist Recruitment Limited
Posted 8 hours ago, valid for 25 days
Location

Leatherhead, Surrey KT24 6TB, England

Contract type

Full Time

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

Sonic Summary

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  • A successful financial services organization in Outer London is looking for a Compliance and Risk Manager to lead their team.
  • The role includes providing guidance on regulatory requirements, managing compliance returns to the FCA, and overseeing risk management initiatives.
  • Candidates should have several years of experience in Financial Services or Insurance as a Compliance and Risk Manager, with a focus on Consumer Duty.
  • The position offers a salary between £70,000 and £80,000, depending on experience, and allows for hybrid working 2-3 days a week.
  • Additional benefits include a supportive work environment and opportunities for professional development.

Your new companyA successful financial services organisation based in the Outer London area is seeking a Compliance and Risk Manager to manage the team and grow with the organisation. Hybrid working 2-3 days a week in the office.Your new roleYou will provide the Senior Leadership Team and whole business with timely guidance on all regulatory requirements affecting the company.You will manage the Compliance and Risk team and oversee the recording of all regulatory returns to FCA.You will also work in a hands-on capacity, dealing with day-to-day Compliance and Risk matters and work closely with various key stakeholders across the organisation.You will monitor and report on key risks, run risk meetings and create action plans to mitigate risk across the organisation.You will review all policies within Risk and Compliance on a regular basis, accounting for any changes in legislation. You will provide the SLT with advice on all regulatory and compliance matters and deliver training across the organisation when required. What you'll need to succeedYou will need several years' experience working within Financial Services or Insurance as a Compliance and Risk Manager and people manager. You will ideally have strong experience of Consumer Duty.You will also have experience of reporting to the FCA on all regulatory matters such as complaints, TCF, promotions etc.You will have excellent communication skills and planning skills.What you'll get in returnSalary £70-80000 depending on experience.Flexible working options available-hybrid working 2-3 days a week in the office in the Greater London/Surrey area, including regular team days.A wide range of other company benefits.A friendly and supportive working environment.What you need to do nowIf you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.

Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at hays.co.uk

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In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.