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Compliance Manager

Broadgate Search Ltd
Posted 19 days ago, valid for 7 days
Location

Leeds, West Yorkshire LS14 1DZ

Salary

£40,000 - £48,000 per annum

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Contract type

Full Time

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

Sonic Summary

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  • The Head of Compliance Helpdesk position is based in Leeds/West Yorkshire with a salary of £50,000.
  • This role requires someone to take ownership of the Compliance function within a leading UK financial services support company.
  • Responsibilities include managing the internal Compliance helpdesk and mentoring team members to enhance their capabilities.
  • Candidates should possess a Diploma in Financial Planning or an equivalent qualification, along with in-depth knowledge of FCA regulatory standards.
  • Ideally, applicants should have experience leading a team and be technically proficient in learning new software applications.
Head of Compliance HelpdeskLeeds/West YorksSalary £50kThis role presents an opportunity for someone to take ownership of a Compliance function, within one of the UK market leaders in providing entrepreneurial and technical support to the financial services sector.Primarily, the responsibility would be to oversee the internal Compliance helpdesk:
  • Manage the team's capability to provide compliance support services
  • Able to upskill and mentor direct reports
  • Work with other areas of the Group to retain and attract more customers
Your Profile
  • Diploma in Financial Planning or equivalent
  • High-level knowledge of FCA regulatory standards and mortgage/investment advice process
  • Excellent people and management skills, ideally with experience leading a team
  • Technically proficient (learning new software applications)
If this snapshot caught your eye, apply here for more details!

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In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

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