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Compliance Manager

Compliance Manager

Broadgate Search Ltd

Posted a day ago, valid for a month

Leeds, West Yorkshire LS14 1DZ

£40,000 - £48,000 per annum

Full Time

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Sonic Summary

The Head of Compliance Helpdesk position is based in Leeds/West Yorkshire with a salary of £50,000.
This role requires someone to take ownership of the Compliance function within a leading UK financial services support company.
Responsibilities include managing the internal Compliance helpdesk and mentoring team members to enhance their capabilities.
Candidates should possess a Diploma in Financial Planning or an equivalent qualification, along with in-depth knowledge of FCA regulatory standards.
Ideally, applicants should have experience leading a team and be technically proficient in learning new software applications.

Head of Compliance HelpdeskLeeds/West YorksSalary £50kThis role presents an opportunity for someone to take ownership of a Compliance function, within one of the UK market leaders in providing entrepreneurial and technical support to the financial services sector.Primarily, the responsibility would be to oversee the internal Compliance helpdesk:

Manage the team's capability to provide compliance support services
Able to upskill and mentor direct reports
Work with other areas of the Group to retain and attract more customers

Your Profile

Diploma in Financial Planning or equivalent
High-level knowledge of FCA regulatory standards and mortgage/investment advice process
Excellent people and management skills, ideally with experience leading a team
Technically proficient (learning new software applications)

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