- Level 4 or close
- Career progression
- Established Financial planning firm
- Gathering information – liaising with product providers, human resources, other third parties and also the client to obtain detailed information about their personal finances.
- Research – carrying out in depth analysis of many different types of financial contracts.
- Understanding client aims and objectives, tax position, attitude to risk etc to ensure recommendations are suitable for the individual.
- Writing the Suitability letter and other reports, eg pension shortfall analysis.
- Client servicing – responding promptly to client enquiries regarding their existing arrangements and any changes in circumstances
- Updating system – keeping back-office system up to date with client info and provider contacts
- Preparing packs for meetings – completing application forms, fact find, producing accurate illustrations, understanding remuneration requirements
- Business submission – putting business on system accurately with commission/fee expectation and preparing paperwork for scanning
- Reviews – producing detailed review reports and portfolio valuations for client review meetings
- Assisting Directors with projects- involving processes, fund research, bespoke reports and any others that may arise.