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Liverpool, Merseyside
Policy manager
Head of Risk and Compliance

Head of Risk and Compliance

Oliver James

Posted 18 days ago, valid for 6 days

Liverpool, Merseyside L96GB, England

£60,000 - £72,000 per annum

Full Time

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Sonic Summary

I am recruiting a Head of Risk and Compliance for a well-established firm in a niche area of Financial Services located in Liverpool on a hybrid basis.
The role involves managing the 2nd line Risk and Compliance functions, including risk management, controls, reporting, and compliance monitoring programs.
Candidates must possess very strong knowledge of FCA regulations and the handbook, along with experience in both Risk and Compliance within a Financial Services firm.
Excellent communication skills, especially at a senior level, and strong leadership abilities are essential for this position.
The salary for this role is competitive, and candidates should have a minimum of 5 years of relevant experience.

I am recruiting a Head of Risk and Compliance for a well eastblished firm in a nicher area of Financial Services, in Liverpool on a hybrid basis.

The scope of the role:

Managing and leading the 2nd line Risk and Compliance functions
Risk management, controls, reporting and ownership
Compliance and Governance duties
Compliance monitoring programme
Consumer duty / conduct risk expertise to lead this area

The candidate:

Very strong FCA regulation and handbook knowledge
Experience in both Risk AND Compliance, within a Financial Services Firm
Excellent communicator, especially at a senior level
Leadership skills

If this sounds like you, please apply or email for more info, with your updated CV

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