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IDEX Consulting are currently partnered with a Financial Planning business who are looking to recruit an officer into their governance / assurance team. This role will be responsible for providing oversight of the regulatory risks and controls and provide oversight to the Investment Managers and Paraplanners on the financial advice they give. This role will involve lots of stakeholder management but the client are happy to offer a hybrid working model with regional offices all over the UK. There will be an expectation for occasional travel to London. The objective of this role is to provide assurances to the business that the T&C, financial advice and files reviewing are all robust and the culture of client commitment and service is at the heart of what they do. This role is suited for someone with compliance, T&C, file review, governance or compliance monitoring experience. You must have worked in a Financial Planning / Wealth Management business.
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At IDEX, we strive for an inclusion-first company culture where everyone is treated fairly and can bring their authentic selves to work. We recognise and acknowledge that diverse representation at every level of our business requires continuous and measurable effort. We are committed to driving conscious inclusion across our business and creating equitable pathways.
