Back to search
An Investment Management institution wish to recruit within the client onboarding team with a focus on private clients, charities and trusts, the role will cover also cover AML along with the following.
Job Responsibilities
Assist the business and senior members of the client onboarding team to provide oversight and control at all stages of the client onboarding journey, facing off with all areas of the business internally and with clients directly to guide them through their on-boarding journey.
Liaise with colleagues throughout the business to coordinate and deliver a high level of service to clients.
Maintain control of the client static data, to ensure its accuracy at both on-boarding and throughout the client relationship.
Consider the knock-on effects of data changes within the systems from a data-hygiene and regulatory perspective.
Identifying and specifying improvements to these work areas - both procedural and IT based
Work / manage projects as and when required within areas that touch upon our responsibilities.
Required Skills & Experience
Previous experience of client take on for Private Clients, Private Client structures (SIPPs, Trusts, PICs etc), and Charities.
AML experience
Awareness of other regulations (MiFiD II, Transaction reporting, RDR etc) .
A working understanding of the asset/wealth management industry.
Excellent organisational skills, and the ability to work unsupervised and be self-motivated.
