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Chief ict security officer
Market Surveillance Officer

Market Surveillance Officer

Executive Network Group

Posted 4 days ago, valid for a month

London, Greater London EC2V7NQ, England

£60,000 - £72,000 per annum

Full Time

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Sonic Summary

Our client, a small commodities trader in London, is looking for a Market Surveillance Officer to join their compliance team.
The ideal candidate should have a background in exchange-traded derivatives and experience in market surveillance, particularly in trade monitoring and compliance activities.
Key responsibilities include monitoring market activities, calibrating surveillance systems, producing management information, and assisting with audits and risk assessments.
Candidates should have relevant experience in market surveillance or compliance monitoring, strong report writing skills, and a willingness to learn about technical aspects of the role.
The salary for this position ranges from £60,000 to £80,000, with a discretionary bonus, and requires prior experience in the field.

Our client are a small commodities trader in the city, who are seeking a Market Surveillance Officer to join their compliance team in London.This role would suit a tech focussed, ex-broker ideally from an exchange traded derivatives background, with some experience in market surveillance.Role Summary:You'll be involved with performing trade surveillance and monitoring of voice and electronic communications relating to the organisation’s trading and broking activities across the UK, US and EMEA regions.Key Responsibilities:

Monitoring and closing of market surveillance.
Calibration and tailoring of monitoring systems
Producing and checking reliable MI on surveillance activity for the Board and governance committees
Assisting with enquiries or audits
Assisting with the annual market abuse risk assessment (MARA)
Reviewing policies and procedures relating to market abuse
Track attendant actions arising from the Board and governance meetings
Preparing compliance training material for staff
Assisting with technical enhancements relating to compliance monitoring software (e.g.
Implementing system changes / process improvement
Prepare material relating for regulators

Key Skills:

Working with relevant stakeholders to investigate and resolve exceptions arising from compliance monitoring.
Familiar with the technical aspects of using compliance surveillance software
Ability to multi-task and work independently and reliably.
Articulating findings in a clear and concise manner.
Demonstrating perseverance and tenacity to get the job done.

Requirements:

Experience of having worked in market surveillance or compliance monitoring function.
Interest in financial markets, data analysis, and compliance.
Willingness to learn about the technical aspects of market surveillance.
Strong report writing and documentation skills.
Languages - English – must be fluent, written and spoken.

Salary - £60-80k + discretionary bonus.For more information please apply with an up to date CV.

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