- Provide guidance on financial crime and international sanctions regulations.
- Assist the Senior Compliance Manager with overseeing the product and distribution arrangement within the business by carrying out second line of defence product/binder reviews to assess compliance with internal controls and regulatory requirements.
- Work together with HR (training and development) to develop and deliver all regulatory and compliance e-learning to ensure staff meet with regulatory training requirements.
- Deliver ad hoc in person training as and when required.
- Review and maintain compliance policies, procedures and guidance documents to align with regulatory changes and industry best practices.
- Review and approve financial promotions to ensure compliance with regulatory standards and marketing guidelines.
- Maintain the Compliance Intranet page, co-ordinating inputs and content from other team members.
- Coordinate the production and distribution of compliance materials and papers for relevant Committee and Board submissions.
Back to searchCompliance Analyst
Arthur
Posted a day ago, valid for a month
London, Greater London EC2V7NQ, England
£60,000 - £72,000 per annum
Full Time
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Sonic Summary
- A well-established London Market Insurance business and Lloyd's Syndicate is seeking a compliance professional for their Financial Crime Compliance function.
- The role requires providing guidance on financial crime and international sanctions regulations and assisting the Senior Compliance Manager with compliance assessments.
- Candidates should have insurance experience and a strong working knowledge of the FCA Handbook, with responsibilities including developing regulatory training and maintaining compliance policies.
- The position offers a salary of £60,000 to £70,000 per year.
- A minimum of three years of relevant experience in compliance is required for this role.
