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Director of compliance and information security in gambling
Head of Compliance - SMF16

Head of Compliance - SMF16

Broadgate Search Ltd

Posted 15 hours ago, valid for 18 days

London, Greater London EC1R 0WX

Full Time

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Sonic Summary

The job requires a leader to manage compliance operations and implement policies to meet regulatory requirements within the Bank.
The successful candidate will ensure a strong compliance culture is embedded and will support the Executive in achieving their Strategic Plan.
Key responsibilities include developing the Compliance Framework, ensuring adherence to the Banking: Conduct of Business Sourcebook, and advising senior management on regulatory changes.
Candidates must have a minimum of 10 years of experience in compliance and hold SMF16 or possess a strong regulatory compliance background.
The salary for this position is competitive, commensurate with experience, and will reflect the candidate's expertise in UK regulatory requirements.

Overview To lead the management of compliance across the operations and implement policy to meet regulatory requirements enabling the business to respond to regulatory and legislative changes.Ensure that a strong compliance culture is recognised and embedded across the Bank.To support the Executive in achieving their Strategic Plan and objectives in a compliant manner by providing appropriate challenge and diligence.Responsibilites

Accountable for ensuring all managers, as set out in the Organisation Chart fulfil their responsibilities thereby ensuring that full regulatory and statutory compliance is maintained at all times within the Bank.
To develop and implement the Compliance Framework/Strategy for the bank to meet the regulatory requirements.
Ensure that the Bank abides by the Banking: Conduct of Business Sourcebook.
Keep senior management and/or related departments notified as to applicable regulatory returns to be completed and timeframes for submission to the FCA/PRA/other Regulators
Advise senior management and staff on changes in the rules and regulations and compliance standards including keeping them informed about potential developments in this area.

Experiance and Knowledge

Minimum 10 years of experience in areas of compliance and holding SMF16 or having a strong regulatory compliance background.
Strong understanding of relevant UK regulatory requirements.
Ability to keep up-to-date with current and future regulatory changes that affect the firm’s business and informing relevant teams of the same.
Adheres to the ethical standards of behaviour and code of conduct issued by the FCA under the Senior Managers Regime.

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