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Investment Compliance Administrator

Investment Compliance Administrator

Huxley

Posted 8 days ago, valid for 24 days

London, Greater London EC1R 0WX

£60,000 - £72,000 per annum

Full Time

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Sonic Summary

The Investment Compliance Administrator position is a hybrid role based in London, with a pay rate of up to £270 per day inside IR35.
This contract role is initially for 6 months, with the possibility of extension and a permanent opportunity.
Candidates should have experience in investment administration and compliance monitoring, particularly related to Consumer Duty requirements.
Key responsibilities include managing client accounts, processing payments, and ensuring compliance with regulatory standards.
The ideal candidate will possess strong IT skills, particularly in Excel, and have a high degree of numeracy and attention to detail.

Job Title: Investment Compliance AdministratorLocation: Hybrid - Remote/LondonDepartment: Compliance & RiskReports To: Head of Compliance & RiskRate: Up to £270pd Inside IR35Contract: Initial 6 months with extension possibilities and perm opportunityStart Date: End of Jan/Start of FebRole: Support the Investment Administration Team with private client investment administration and custodian systems.Key Responsibilities:- Incorporate Consumer Duty requirements into the compliance monitoring plan- Conduct testing procedures and themed reviews to ensure positive consumer outcomes across products, services, and interactions- Identify gaps, issues, or potential consumer harm and escalate concerns about the firm's ability to meet Consumer Duty obligations- Arrange client ISA subscriptions- Set up and maintain client accounts- Transfer client assets in/out of nominees- Maintain client contact databases- Process client payments- Promptly action client and investment manager communications- Handle client, introducer, and third-party enquiries- Perform reconciliations between custodian systems- Promote diversity and inclusion as per FCA guidelinesSkills and Competencies:- High degree of numeracy, IT skills (particularly Excel)- Meticulous attention to detail- Accurate typing skillsThis is a great role to get yourself into the Compliance team of a growing Investment Manager. Potential to move to a perm role and grow within this business is realistic.

Please click here to find out more about our Key Information Documents. Please note that the documents provided contain generic information. If we are successful in finding you an assignment, you will receive a Key Information Document which will be specific to the vendor set-up you have chosen and your placement.

To find out more about Huxley, please visit www.huxley.com

Huxley, a trading division of SThree Partnership LLP is acting as an Employment Business in relation to this vacancy | Registered office | 8 Bishopsgate, London, EC2N 4BQ, United Kingdom | Partnership Number | OC387148 England and Wales

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