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Senior Risk & Compliance Officer
Top European Intellectual Property Firm is seeking an experienced Risk & Compliance Officer on a part-time basis. This is a newly established position and will report directly to the Managing Partner of the London office. A brilliant opportunity for someone to take ownership and responsibility for ensuring regulatory compliance and risk management across the firm.
- Salary to £60,000 (FTE)
- Part-time (3 days per week)
- Hybrid working and flexi hours offered
- Excellent employee benefits including great pension and pro-rated 28 days annual leave which goes up after every year of service!
Senior Risk & Compliance Officer Key Responsibilities:
- Manage the firm’s regulatory requirements, ensure compliance, and manage the relationships with external regulating bodies
- Work with several different stakeholders from different areas of the business to ensure streamlined and best practice processes are in place
- Review processes for client onboarding including AML, conflicts, and due diligence
- Handle the professional indemnity insurance – maintain detailed records, ensure compliance as well as acting as the main point of contact
- Maintain the risk register – ensure mitigations are in place and being delivered on as well as assessing any new risks
- Establish and manage standardised templates, systems, terms of business and processes
- Design and deliver risk and compliance training for all employees
Senior Risk & Compliance Officer Skills & Requirements:
- Previous experience within a dedicated Risk & Compliance role
- A strong working understanding and knowledge of risk, compliance, client onboarding and AML regulations and requirements
- Experience in IP would be advantageous
- Happy working autonomously in a busy role
