Back to search
Regional Conduct Officer
Location: London | Hybrid
Salary: £55,000 + car allowance
Our client is looking for a experienced and proactive Regional Conduct Officer to oversee and ensure compliance across multiple offices within the region.
This role is ideal for a motivated and experienced professional who thrives in a hands-on management role, providing direct support and ensuring high standards of conduct across multiple offices.
If you have a passion for compliance, training, and maintaining quality, this could be the perfect opportunity for you.
Key Responsibilities
- Conduct regular audits to ensure adherence to company and industry standards
- Manage and resolve complaints, providing clear action plans and following up on resolution
- Oversee quality assurance processes
- Participate in management meetings to discuss performance, compliance, and operational issues
- Monitor and analyse performance statistics, ensuring individual and team targets are met
- Engage with colleagues across various offices, providing hands-on support, guidance, and training
- Manage day-to-day conduct activities with a "roll up your sleeves" approach, leading by example
- Assist in training staff on best practices, regulatory requirements, and compliance matters
Requirements
- Previous experience in a compliance or conduct-focused role, ideally within the commercial sector
- Strong auditing and quality management skills with a proven ability to manage complaints
- Excellent interpersonal and communication skills, with the ability to interact effectively with colleagues across various offices
- Self-motivated with a hands-on approach, comfortable working independently and as part of a team
- Flexibility to travel to different offices within the region as part of the role
Not right for you but you know someone who maybesuitable? Please get in touch to enquire and hopefully secure yourself a referral fee for a successful recommendation.
Job Synonyms: Corporate Account Handler, SME Account Handler, Commercial Account Handler, Broker, Insurance Technician, Insurance Adviser, Insurance Advisor, Sales Executive, Account Technician, Placement Broker, Wholesale Broker, Account Broker, Client Adviser, Client Executive, Commercial Account Manager, New Business Account Handler, Insurance Sales Executive, Insurance Consultant
