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  4. Regulatory Compliance Director - Retail FS, London

Regulatory Compliance Director - Retail FS, London

Oliver James
Posted 20 days ago, valid for a day
Location

London, Greater London EC1R 0WX

Contract type

Full Time

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

Sonic Summary

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  • The position is for a Compliance and Conduct Risk Director in London, specifically within the retail financial services sector.
  • Candidates should have a minimum of several years of experience managing conduct risk projects in banking, consumer finance, and wealth management.
  • A client-facing background is essential, and while sales experience is not mandatory, it would be advantageous.
  • The role involves managing a team and requires a solid individual who excels in client interactions.
  • The firm offers a positive culture and the potential for partnership in the medium term, with a salary commensurate with experience.

Compliance and Conduct Risk Director

London

Retail Financial Services

I am looking for a established and experienced senior hire within the retail financial services advisory sector. You will have proven ability in the delivery and management of conduct risk projects across banking, consumer finance and wealth. You MUST also have a background in client facing sector. I am looking for a solid and capable individual who is good with clients.

Compliance and Conduct Risk Director

London

Retail Financial Services

I am looking for a established and experienced senior hire within the retail financial services advisory sector. You will have proven ability in the delivery and management of conduct risk projects across banking, consumer finance and wealth. You MUST also have a background in client facing sector. I am looking for a solid and capable individual who is good with clients and able to manage a team. You do not necessarily need to be able to sell work but it would be a bonus.

Exposure to retail banking, consumer credit / finance, wealth and asset management would be a good sector focus.

My client is a established but growing firm which offers not just a great culture but also the opportunity to move to partnership in the medium term. The role will require you to be in London 4 days a week.

Apply now in a few quick clicks

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

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