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Are you an experienced T&C professional with a passion for developing and supporting financial advisors?
Synchronicity Financial Services are recruiting for a Level 4 Diploma-qualified T&C Supervisor to join a leading Chartered Independent Financial Planning firm. This is a fantastic opportunity to take your career to the next level, contribute to the development of a dynamic team, and play a key role in shaping the future of T&C across the firm. For the right person, this can become a leadership role taking on responsibility for T&C for the firm in a managerial capacity.
About the Role: As a T&C Supervisor, you will oversee the supervision and development of financial advisors, working closely with the wider T&C team. Your responsibilities will include:
- Adviser Supervision & Support: Provide ongoing assessment of advisor competence, conduct risk assessments, and support advisors with tailored development plans.
- Competency Assurance: Conduct regular observed visits (in-person or virtual) to ensure advisors maintain the highest standards of advice and identify areas for improvement.
- CPD & Professional Standards: Monitor CPD activity, ensure compliance with professional standing requirements, and perform Fit & Proper assessments.
- Continuous Improvement: Contribute to the growth of the T&C function by identifying risks, ensuring periodic suitability reviews are completed, and maintaining accurate records.
What You Bring:
- A Level 4 Diploma in Financial Planning.
- Experience in T&C supervision.
- Strong communication skills with the ability to engage and support advisors.
- A proactive approach to identifying and addressing risk.
Why Join?
- Hybrid working: Flexibility with 2-3 days per week in the London office.
- Career Progression: Clear pathways to lead the T&C team in the future for the right candidate.
- Great Culture: Join a forward-thinking, award-winning firm that values development and collaboration.
