- Established firm
- Financial support with exams
- Future career progression
- Fund, market, product, technical and financial research, and analysis, at client level and company level, with accurate documentation and follow up
- Interpreting and analysing data obtained from Advisers and 3rd parties
- Technical research and solution provision in the form of written compliant reports to meet client needs and objectives, meeting all internal and external regulatory requirements
- Independently identifying planning needs
- Implementing and evidencing clear centralised paraplanning procedures
- Consulting with the Advisers on client investment, pension, protection, and tax planning, making suggestions to the Advisers and confirming proposed actions to the client
- Follow up with clients and platform providers
- Coordination of client withdrawal requests with provision of suitability report outlining any risks involved with the withdrawal
- Coordination of ongoing client assessments of suitability and the drawdown review service
- Review investment portfolios, performance, and asset allocation
- Carry out due diligence
- Submitting business and managing the case to completion
- Managing, recording, and monitoring client reviews
- Assisting with the writing of technical communications for mass communications to clients and professionals
- Project work
- Preparation of existing client files for review and managing review requirements to ensure all client files are compliant
- Preparing for client meetings, attending client meetings with the Advisers, building rapport with the clients, contributing to the meetings, taking accurate minutes, and following up with the client
- Providing technical support to the Advisers and other team members
- Answering technical client queries
- Updating the company’s research file
- Accurate system updating on IO
- Other ad hoc duties as required.