Back to search
Calling all Transfers specialists!
We have an exciting new opportunity to join the Asset Transfer team at a leading US Wealth specialist! This is a permanent hire, with 3 days working in office each week.
Please apply if you have experience with :
- Transfers for ISA's, GIA's, SIPPS, Pensions
- Experience/ understanding if a US client base would be a "nice to have"
SENIOR CLIENT SERVICE EXECUTIVE - ASSET TRANSFER SPECIALIST
Salary: £50000Location: London
Keywords: Asset Transfers, Wealth Management, Financial Services, Client Service, Regulatory Compliance
Our client is seeking a Senior Client Service Executive - Asset Transfer Specialist to join their boutique wealth management firm located in the heart of Covent Garden. This role offers an exciting opportunity for individuals with a minimum of 4 years' experience in asset transfers within the financial services industry. The successful candidate will have a deep-rooted desire to learn, develop and implement processes and procedures. This role is responsible for leading and managing the asset transfer function, overseeing the end-to-end transfer process for client assets, including cash, securities, and other financial instruments.
* Opportunity to work in a boutique wealth management firm* Hybrid working policy of 60% in the office, 40% working from home* Competitive salary package of £50000
What you'll do:
As a Senior Client Service Executive - Asset Transfer Specialist, you will play a pivotal role in leading and managing the asset transfer function. You will be responsible for overseeing the end-to-end transfer process for various client assets. Your excellent interpersonal skills will enable you to collaborate effectively with Wealth Managers and other internal teams to address client enquiries and resolve any transfer-related issues. Your keen eye for detail will be crucial in ensuring compliance with regulatory requirements and internal policies throughout the transfer lifecycle.
* Lead and manage the asset transfer function, providing guidance, support, and mentoring where appropriate across the overall Client Services Function.* Oversee the end-to-end transfer process for client assets, including cash, securities, and other financial instruments.* Collaborate with Wealth Managers and other internal teams to address client enquiries and resolve transfer-related issues.* Work closely with technology teams to implement and enhance systems supporting the transfer process.* Liaise with external custodians, transfer agents, and other relevant parties to facilitate smooth transfers.* Ensure compliance with regulatory requirements and internal policies throughout the transfer lifecycle.* Develop and implement risk mitigation strategies to minimise errors and delays in the transfer process.* Conduct regular audits to ensure compliance with internal controls and industry regulations.
What you bring:
The ideal candidate for this Senior Client Service Executive - Asset Transfer Specialist role will bring a wealth of experience from within the financial services industry. With at least 4 years' experience in asset transfers, you will have an in-depth understanding of regulatory requirements relating to asset transfers. Your outstanding customer service skills and ability to provide effective presentations will be key in this role. You will also possess excellent interpersonal skills, with the ability to listen and converse well on all levels. Your efficient time management skills will enable you to plan your workload and prioritise tasks accordingly.
* In-depth knowledge of regulatory requirements relating to asset transfers.* Outstanding customer service skills.* Effective presentation skills and ability to research and package information for team and clients.* Excellent interpersonal skills; able to listen and converse well on all levels as well as exceptional written and verbal communication skills.* Efficient time management skills to plan workload and prioritise accordingly.* Tactful, trustworthy, diplomatic and able to maintain confidentiality.* Minimum of 4 years' experience working in asset transfers within the financial services industry.* Strong knowledge of MS Office Suite, specifically Excel.
What sets this company apart:
Our client is a boutique wealth management firm that offers a holistic approach in developing and implementing tax-efficient global wealth and asset management strategies for US persons who are non-domiciled in the UK. With more than a decade of experience in providing cross-border US Wealth Management services, they employ leading global investment strategies and solutions that are both tax efficient and compliant. They are proud to be the UK's first financial services B Corporation member, asserting that businesses can benefit shareholders whilst also solving social and environmental problems.
What's next:
Ready to take the next step in your career? Apply now!
Apply Today by clicking on the link!
Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates
