Back to search
Business Assurance Officer - Mortgages
Are you interested in working for a leading financial services provider based in the City of London?
An opportunity is available for a Business Assurance Officer to join the compliance team, ensuring that the business assurance / consumer duty is maintained in areas of regulated and non-regulated property finance advice (mortgages, BTL, Bridging Finance, HNW, Self Build).
The role would suit someone who is already working within mortgage compliance / business assurance or an experienced Mortgage Adviser who has a genuine interest in compliance / consumer duty.
The is a great opportunity to join a thriving business offering career progression.
Areas of responsibility:
- Business Assurance of regulated and non-regulated mortgage contracts.
- File reviews - assessing suitability of the recommendation as well as Consumer Duty considerations.
- Provide face-to-face or telephone feedback where appropriate.
- Assisting with general compliance queries.
- Dealing with Customer Due Diligence (CDD) queries
Experience required:
- Must have adequate knowledge of FCA principles and regulations.
- Must have an understanding of the requirements under The Consumer Duty.
- Must have experience in the mortgages sector, ideally having either from an advisory background or those that have conducted business assurance.
- Must have adequate knowledge of Anti-Money Laundering / Consumer Due Diligence regulations.
- Must have excellent interpersonal and communication skills.
- Must be able to work as part of a team and individually.
- CeMAP or equivalent desirable.
Up to £43k basic + Bonus + Benefits
Hybrid working (3 days per week in the office).
