- Provide guidance on financial crime and international sanctions regulations.
- Assist the Senior Compliance Manager with overseeing the product and distribution arrangement within the business by carrying out second line of defence product/binder reviews to assess compliance with internal controls and regulatory requirements.
- Work together with HR (training and development) to develop and deliver all regulatory and compliance e-learning to ensure staff meet with regulatory training requirements.
- Deliver ad hoc in person training as and when required.
- Review and maintain compliance policies, procedures and guidance documents to align with regulatory changes and industry best practices.
- Review and approve financial promotions to ensure compliance with regulatory standards and marketing guidelines.
- Maintain the Compliance Intranet page, co-ordinating inputs and content from other team members.
- Coordinate the production and distribution of compliance materials and papers for relevant Committee and Board submissions.
Back to searchSanctions Analyst
Arthur
Posted 21 hours ago, valid for 17 days
London, Greater London EC2V 7WS, England
Full Time
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Sonic Summary
- A well-established London Market Insurer and Lloyd's Syndicate is seeking a compliance professional for their Financial Crime Compliance function.
- The role requires providing guidance on financial crime and international sanctions regulations, overseeing product compliance, and developing regulatory training.
- Candidates should have insurance experience and a strong working knowledge of the FCA Handbook.
- The position offers a salary of £55,000 to £65,000 per year and requires at least 3 years of relevant experience.
- Responsibilities include maintaining compliance policies, reviewing financial promotions, and coordinating compliance materials for committee submissions.
