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Mortgage File Checker / Compliance Administrator
Our client is a highly successful mortgage brokerage specialising in providing bespoke solutions in areas of residential and commercial mortgage lending. An opportunity has become available for a Mortgage File Checker / Compliance Administrator to support an experienced team of mortgage professionals, ensuring files are fully compliant and consumer duty is being adhered to.
This is a great opportunity to join a highly professional team and develop a career within mortgage compliance.
The position is hybrid role, requiring travel to London when required.
Responsibilities:
- You will be expected to adhere to and complete monitoring and operational tasks as set out in the Compliance Monitoring Plan.
- Assist the Compliance Manager with day to day responsibilities.
- Auditing of Adviser files for Regulated Mortgages, Non Regulated Mortgages.
- Protection and General Insurance files.
- Provide detailed feedback where appropriate.
Experience required:
- At least 12 months experience in similar mortgage quality control / mortgage compliance role.
- CeMAP qualified (Highly desirable) Experience in auditing and communicating back to Advisers and follow up work.
- Must have adequate knowledge of FCA regulations.
- Must have excellent interpersonal and communication skills.
- Must be able to work as part of a team and individually.
- Meticulous and great attention to detail
Up to £35k Basic + Benefits (Dependent on experience)
