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A multinational MGA is currently hiring within their risk and compliance function.
You will join a high-performing, welcoming team and will work on both risk and compliance assurance matters.
Duties:
- Take the lead on developing and delivering the second line assurance plan
- Maintain and develop a robust and effective second line assurance framework
- Design and deliver reports and MI for the relevant committees and senior management.
- Design and undertake reviews on a thematic and functional basis to ensure effective application of policies, procedures, and internal controls, as well as adherence to regulatory requirements.
- Periodic testing of key risk controls
- Deep dive reviews into organisational risks. Ensure recommendations/actions are reported and completed in a timely manner.
- Contribute to the success of the Risk and Compliance teams more widely e.g. horizon scanning, day-to-day guidance and delivering training
- Support the company in maintaining compliance with industry and governmental lead regulations.
- Contribute to the regular Risk and Compliance reports to governing bodies, providing summary updates of control testing, monitoring reviews, and business performance against company procedures.
- To draft, review and keep up to date internal regulatory protocols, policies and procedural manuals.
- Support team with sanction screening and sanction related queries
- Assist in registrations of licensing and tax
- Support with maintaining TOBA process.
Experience required:
- Relevant second line experience
- Awareness of Lloyd's and London Market practices (and related International Lloyd's standards);
- Strong awareness of Lloyd's Principles, the FCA and the PRA.
