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Lead on the delivery of assigned projects, in particular, to work with Compliance lead on implementation project for European Structured Notes platform, which will include enhancement of Product Governance regime, implementation of Consumer Duty regime and PRIIPs (and any other regulations).
Client Details
International Bank
Description
- Lead on the delivery of assigned projects, in particular, to work with Compliance lead on implementation project for European Structured Notes platform, which will include enhancement of Product Governance regime, implementation of Consumer Duty regime and PRIIPs (and any other regulations).
- Support the Compliance Advisory team with their responsibilities for advice to the GBM business lines in Europe.
- Working with the wider Compliance team in implementing any regulatory change initiatives or projects that affect the businesses, as required by the Director, Compliance Advisory Europe.
- Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge.
- Responsible for providing advice and support, for the GBM business lines in London, in order to provide reasonable assurance that:
The firm and its employees comply with applicable regulatory requirements and internal policies and procedures.
The risk of reputational damage, regulatory sanction and discipline, client complaints and civil litigation is minimized.
Actual and potential compliance violations and risk situations are proactively identified, investigated and resolved or escalated in an appropriate and timely manner.
The development, implementation and maintenance of appropriate compliance policies and procedures, provide sound regulatory advice, partner with the business lines and take a proactive role in driving forward new business initiatives.
Work with the wider Compliance team in implementing any regulatory change initiatives or projects that affect the businesses.
Understand how the Bank's risk appetite and risk culture should be considered in day-to-day activities and decisions.
Actively pursues effective and efficient operations of his/her respective areas, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Code of Conduct.
Contributes to a high performance environment and fosters an inclusive work environment; supporting the vison/values/business strategy for the team.
Regulatory
Remain current of UK, European and other relevant legislation and regulatory developments and support the Compliance team with all aspects of the implementation of regulatory change initiatives relating to Europe.
Partner with the Compliance team in keeping business line management, both locally and in Executive Office, up-to-date on relevant regulatory developments and advising on the associated impact, risks and opportunities these present for the businesses.
Profile
- Degree educated or equivalent
- Strong knowledge and understanding of UK/EU financial services regulations, with experience in the in the structured products space
- Experience of multiple stakeholder management at mid-senior management level, including stakeholders from the business as well as third party organisations
General Competencies
- Good understanding of Capital Markets products and business practices, organizational structures, policies and procedures, with a background in structured products compliance and/or manufacturer product governance compliance
- Strong analytical skills and a keen eye for detail
- Strong written and verbal business communication skills
- Capable of simultaneously handling multiple tasks and meeting tight deadlines
- Well-developed interpersonal skills in order to provide a high level of service and maintain working relationships with assigned client groups and team members
- Able to recognize and handle sensitive and confidential information
- Self-motivated, confident and capable of working both independently and in a team environment
- Superior planning, organizational and time-management skills
- Reliable, consistent and disciplined
- High level of integrity
- Tactful, diplomatic and politely persistent
- Advanced knowledge of MS Office and software tools as applied to the position.
Job Offer
£750 per day
Hyrbid working
9 Month Contract
